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Everyday Conditional Reasoning with Working Memory Preload
Niki Verschueren (
[email protected])
Walter Schaeken (
[email protected])
Gery.d’Ydewalle (Gery.d’
[email protected])
University of Leuven, Lab of Experimental Psychology, Tiensestraat 102
3000 Leuven – Belgium
Abstract Examples of everyday ‘if cause, then effect’ sentences
are: If you phone someone, then his telephone rings.
There are two accounts explaining how background If you eat salty food, then you will get thirsty.
information can affect the conditional reasoning If someone has a high income, this person will be rich.
performance: the probabilistic account and the mental If a dog has fleas, then it will scratch constantly.
model account. According to the mental model theory
reasoners retrieve and integrate counterexample Abundant research established that when people reason
information to attain a conclusion. According to the on everyday conditionals, they spontaneously bring
probabilistic account reasoners base their judgments on relevant background knowledge into account (for a
likelihood information. It is assumed that reasoning by review see Politzer & Bourmaud, 2002). This
use of a mental model process requires more working contextualization process is characteristic for common-
memory resources than solving the inference by use sense reasoning and is responsible for our ability to
of likelihood information. We report a thinking-aloud adaptively cope with everyday situations. The current
experiment designed to compare the role of working study focuses on how background knowledge is used
memory for the two reasoning mechanisms. It is found
for deriving conditional inferences.
that when working memory is preloaded participants use
less counterexample information, instead they are more There are two reasoning mechanisms describing how
inclined to accept the inference or to use likelihood background information is used during reasoning. First,
information. The present results add to the growing according to the probabilistic account reasoners derive
evidence showing that working memory is a crucial the probability that the conclusion follows given the
determinant of reasoning strategy and performance. categorical premise and use this probability to draw a
gradual conclusion (Lui, Lo, & Wu, 1996; Oaksford,
Introduction Chater, & Larkin, 2002). For MP, reasoners will
confine their knowledge base to the situations where
There is evidence for a general link between working
the cause occurs. Based on this range of situations they
memory capacity and performance in a range of
then determine the likelihood that the effect follows. If
reasoning tasks (see e.g., Barrouillet, 1996; Gilhooly,
they can induce that a particular effect always or
Logie, & Wynn, 1999; Kyllonen & Christal, 1990).
mostly follows the cause, they conclude that the effect
Previous studies showed that skilled reasoners
will (probably) follow. The endorsement of MP is thus
generally give more normative answers and follow a
directly proportional to L(effect|cause). AC is solved in
high demand reasoning strategy (see e.g., Copeland &
analogy with MP. Reasoners activate all relevant
Radvansky, in press; Gilhooly, Logie, & Wynn, 1999).
situations where the effect occurs. Within this subset
It is assumed that these normative answers are obtained
they infer the likelihood that the cause preceded the
by an analytic reasoning mechanism that hinges on
occurring effect. This likelihood L(cause|effect)
working memory capacity (Klauer, Stegmaier, &
directly reflects the AC acceptance rate.
Meiser, 1997; Meiser, Klauer, & Naumer, 2001). The
According to the second reasoning mechanism the
present research continues this line of research and
conclusion is attained by taking possible
concerns causal conditional reasoning with everyday
counterexamples into account. There is a strong and
sentences.
reliable effect of the number of available
Without labeling conclusions as (in)valid, we will
counterexamples on inference acceptance (see e.g.,
investigate how people solve the following two
Cummins, Alksnis, Lubart, & Rist, 1991). The mental
conditional inferences with everyday causal sentences:
models theory describes how participants reason with
Modus Ponens (MP) counterexample information (Johnson-Laird & Byrne,
If cause, then effect 1991; Markovits & Barrouillet, 2002). When given a
Cause occurs.
Does the effect follow?
problem based on a causal rule, for instance, ‘If you
water a plant well, the plant stays green’, reasoners
Affirmation of the Consequent (AC)
will start by representing the content of the conditional
If cause, then effect
Effect occurs. as a possibility: It is possible that a plant is well
Did the cause precede? watered and green. Active consideration of the problem
content will then lead to an automatic activation of of relevant situations have to be represented. The larger
relevant background information. This information is the number of mental models that participants have to
used to complement the initial model. For MP and MT, represent and maintain, the heavier the load on working
the categorical premise triggers the retrieval of memory during reasoning (Barrouillet & Lecas, 1999).
disablers. Some examples of disablers are: ‘the plant Additionally, it has been found that counterexample
caught a disease’ or ‘the plant was deprived of retrieval efficiency suffers from dual task loads, which
sunlight’. When reasoners retrieve at least one disabler, indicates that working memory is also involved in the
they do not conclude that the effect follows. For AC an retrieval of counterexample information (De Neys,
automatic search for alternative causes starts, for 2003). In case the reasoners have a representation of
example, ‘the lack of water was compensated by both the conditional sentence and at least one
adding fertilizer’ or ‘the plant is a succulent’. When counterexample, they subsequently have to integrate
reasoners retrieve an alternative cause, their mental this information to see that there are two different
models inform them that there are two conclusions conclusions for the same problem. This information
possible (watered and not watered). As a result, they do manipulation and integration is considered as a crucial
not accept the default conclusion. task of working memory.
It is clear that the probabilistic and the mental model For the reasoning process based on likelihood
reasoning mechanisms both rely on available information, the demands on working memory are far
background information, but they focus on a different less. The situations used for attaining a likelihood
type of background knowledge: probabilities versus estimate are not actively represented in working
exemplars. Both information types have already been memory, but rather briefly accessed. There is neither an
brought together by, e.g., Weidenfeld & Oberauer active controlled search process nor a need for premise
(2003); Verschueren, Schaeken and d’Ydewalle (2003; integration. The likelihood estimate is based on all
2004a) integrated the two theories that explain how the relevant situations at a time and the final conclusion
information is taken into account in a dual process directly mirrors the obtained likelihood estimate.
perspective. They label the probabilistic mechanism as When reasoners are asked to think aloud during
heuristic and the mental model mechanism as analytic. reasoning, we can monitor which information they use
Heuristic processes are generally considered as fast, for deriving conclusions. By concurrently checking the
automatic mechanisms that operate at a low cognitive information that people use we get a direct indication
cost and at the periphery of awareness. Analytic of the underlying reasoning process. Only in case
processes are generally slower, more demanding where people do not provide extra information but
reasoning mechanisms that operate in a conscious and accept the conclusion without further argumentation,
strategic manner (Stanovich & West, 2000). this procedural aspect is unclear. It can be that
Verschueren et al. (2004a) manifest three reasons for participants did use their background knowledge and
linking the two reasoning processes to a heuristic- found that the likelihood that the conclusion follows is
analytic polarity. (1) The heuristic reasoning process is sufficient to grant acceptance or that there are no
mainly implicit - reasoners have no recollection of the counterexamples available. Or else it can be that they
range of situations that are taken into account to did not rely on background information and just
calculate a likelihood estimate whereas people satisfied the conclusion by restating the given
reasoning by use of mental models are conscious of the information.
counterexample(s) they retrieve. (2) The process based In a previous thinking-aloud study Verschueren,
on likelihood information yields relatively fast results Schaeken and d’Ydewalle (2004b) showed that
whereas using counterexamples requires a sequential participants with low working memory capacity more
thus slower reasoning process. (3) The heuristic often use likelihood estimates to solve an inference,
conclusion is overwritten when a more analytical whereas participants with a larger working memory
conclusion can be produced (see Verschueren, et al., capacity rather use counterexample information. These
2004a for experimental evidence for 2 and 3). At results can be considered as an indication for the
present we will investigate whether both reasoning difference in working memory demands of the heuristic
mechanisms differ in their working memory demands. and analytic process. This setup provides however only
If indeed the mental model account describes an correlational evidence. Indeed, it is still possible that a
analytical reasoning mechanism it should pose more third factor (e.g., general intelligence, motivation, etc.)
demands on working memory capacity than the explains both the performance on working memory
heuristic likelihood process. tests as well as on reasoning tasks. The following
experiment was designed to test whether there is a
Experiment difference in the actual working demands of the two
processes.
It is assumed that reasoning with counterexample In this experiment we examined the effect of
information draws heavily on working memory secondary task interference on the applied reasoning
resources, whereas the use of mere likelihood estimates mechanisms. In the dual task methodology, a secondary
imposes a far lesser demand on working memory. task chosen to burden working memory capacity has to
When participants reason based on counterexample be carried out concurrently to the criterion task. The
information, the problem content as well as all models degree of disruption in the criterion task under dual
task conditions – as compared to single task conditions Did this person catch a cold or not?
– is taken to reflect the dependence of the criterion task The participants read the premises aloud and answered
on working memory. The criterion task we used was a immediately. When they found that they had completed
thinking-aloud conditional reasoning task. Concurrent their answer, they pressed a key to go to the following
verbalization allows us to monitor the information that problem. After the presentation of the reasoning
reasoners consult for deriving conclusions. By instructions, the participants either reasoned with or
checking the information that people refer to without working memory preload. In the preload
(likelihood or counterexample information) we get a conditions participants started by practicing two dot
direct indication of the underlying reasoning process. patterns: A pattern was presented for 500ms and
Because the criterion task entails spontaneous participants were immediately asked to reproduce this
verbalization, the choice of secondary tasks is limited. pattern. The overall performance on the test problems
Pilot work revealed that concurrent motor, auditory or was nearly perfect. After these dot pattern practice
articulatory activity interfered with the participants trials, participants were given instructions for reasoning
verbalization. We therefore opted for a preload under preload. First, a dot pattern was presented for
paradigm. Because a spatial load is less likely to 500ms, next the reasoning problem occurred,
interfere with verbalization than a verbal or numerical participants read the premises aloud and answered
load, we worked with a spatial preload set-up. The immediately. The answers participants gave were
evidence that spatial storage tasks tap a working recorded on tape. When they finished their answer, they
memory feature crucial for reasoning is twofold: pressed a key and a blue screen appeared where they
Klauer, et al.(1997) report that a concurrent spatial load were asked to reproduce the dot pattern. When they
led to a significant disruption of propositional completed the dot pattern, they pressed a key to start
(including conditional) reasoning. Second, in the the next trial. It was explicitly mentioned that they had
visuospatial domain simple storage tasks have a similar to memorize the dot patterns correctly; they were told
correlation with executive functioning and reasoning as that an incorrect reproduction rendered the trial invalid.
classic processing-and-storage tasks (Miyake, This was done to make sure that participants actively
Friedman, Rettinger, Shah, & Hegarty, 2001; Suess, attended the dot pattern and tried their best in
Oberauer, Wittman, Wilhelm, & Schultze, 2002). We memorizing it. In the control condition, the dot patterns
can thus assume that the preload task taps working were presented for 500ms before the premise
memory resources that are needed for reasoning, while presentation. Participants were told that these dot
at the same time minimizing a possible interference patterns are presented as a control condition, they were
with the verbalization process. The dot memory task asked to look at the dot patterns but not to memorize
we used is a classic simple storage task (adapted from them. They read the premises and pressed a key when
Miyake, et al., 2001; Oberauer, Suess, Wilhelm, & their answer was complete, the next trial started
Wittman, 2003). We briefly presented a 3x3 matrix immediately. The time that participants needed to read
with 4 dots forming a complex pattern, afterwards and solve the reasoning problem was measured.
participants were asked to reproduce this dot pattern.
In the preload-condition participants had to memorize Materials and Design Based on previous research we
the pattern of the dots while solving a reasoning selected 12 sentences with a maximally varying
problem. We will verify whether the use of necessity and sufficiency of the cause (maximal
counterexample information decreases when working variation in L(effect|cause), L(cause|effect), and in the
memory is preloaded, compared to performance in the number of available disablers and alternatives). We
control condition. The decreement in the use of made sure that the reading time of all 12 sentences was
likelihood information should be significantly smaller comparable (Mnumber of words = 9.5, SD = .314). Twenty-
than the decreement in counterexample use. six participants solved 12 AC inferences; the others
solved 12 MP problems. The 12 sentences occurred
Method always in the same order; the causes of the first six
sentences and the last six sentences were equally
Participants A total of 52 first year psychology necessary and sufficient. For both reasoning forms, half
students participated in the study. of the participants solved the first six problems under
preload; the other six problems were solved without
Procedure and Design The participants were tested preload (control condition). For the other half of the
individually. The experiment was run on computer. participants the order of the preload/control conditions
Participants started by reading the instructions. They was reversed. Because we used 12 different sentences,
were told that they will be asked to think aloud while transfer effects between the two conditions could be
solving conditional inference problems. The reasoning excluded.
instructions read that they should answer the question
as in an everyday setting. Each participant then solved Results
two test problems, e.g., The obtained reasoning answers were literally
transcribed. Next, the condition-codes were removed
If someone catches a cold, then he will cough. and the answer types were rated. It was indicated
Someone coughs. whether the answer reflected a simple acceptance of the
default conclusion or whether there was reference to a Effect of preload on the reasoning process. For
counterexample or to a likelihood estimate. There was examining the effect of preload on the types of
no overall difference in the average response time for answers, we only included the preload trials where the
the preload (18.19s) and the control condition (18.53s). dot pattern was correctly reproduced. All analyses were
In the control condition, there was 26% inference run on proportions; the number of times each answer
acceptance, in 22% of the trials participants used type occurred was divided by the total number of
likelihood information and in 64% they referred to correctly reproduced trials. We ran an analysis of
counterexamples. These results are similar to those variance with sentences as the unit of analysis, and a 2
observed by Verschueren et al. (2004a; 18%, 18% and (inference type, between subjects) * 2 (preload, within
66% respectively). subjects) * 3 (answer type, within subjects) design. We
In the preload condition there were 6.4% combination found a main effect of answer type. There were more
trials (in a ‘combination trial’ participants refer to answers referring to counterexample information
counterexample and likelihood information) whereas in (60.1%) than there was plain inference acceptance
the control condition there were 23.1% combination (27.7%) or likelihood information used (5.6%), F(2,
trials. The observation that combining the two types of 21) = 102, 72, p < .001 (Wilks’lambda = .08). The
information becomes less prevalent when working interaction between answer type and preload condition
memory is preloaded, suggest that the information was marginally significant, F(2, 21) = 3.120 p = .065
integration process that is characteristic for (Wilks’lambda = .771). Figure 2 illustrates this
combination answers taps on working memory interaction. There was a clear yet marginally significant
resources. For comparing the relative importance of decrease in the use of counterexample information
both reasoning processes, we confined the analysis to when working memory was preloaded, F(1, 22) = 3
trials where participants either referred to a likelihood 304, MSE = 0.078, p = .082. There were significantly
or to counterexample information. Combination trials more inferences accepted in the preload condition, F(1,
were excluded from the analysis (14.4%). 22) = 8.255, MSE = 0.131, p<.01 while there was no
Task interference. Only 69% of the dot patterns were significant increase in the use of likelihood
reproduced correctly. There was an effect of answer information. No other interaction effects reached
type on the correct reproduction of the dot patterns, significance. The observation that there is more
F(2, 21) = 6.696, p < .01 (Wilks’lambda = .611). This inference acceptance under preload corroborates
interaction is displayed in Figure 1. When the dot previous effects of secondary task load on the
patterns were correctly reproduced, there were fewer conditional reasoning performance (De Neys, 2003).
counterexamples mentioned than when the dot patterns The explanation provided by De Neys (2003) is that
were incorrectly reproduced, F(1, 22) = 11.96, MSE = under preload, the resources available to participants
.458, p < .05. On the correctly reproduced trials, there are insufficient to retrieve counterexample information.
were more answers where participants referred to The currently observed decrease in counterexample use
likelihood information, F(1, 22) = 5.21, MSE = .037, p is in line with this explanation. The increase in
< .05. There was no significant effect on the inference inference acceptance can also be - at least partially -
acceptance rates. These results reflect a task related to an enhanced matching heuristic. We can
interference. When participants rely on a reasoning assume that some reasoners do not engage in an active
process that puts only a minor demand on working reasoning process based on counterexample retrieval,
memory there are enough resources left to maintain and but simply restate the information from the conditional
reproduce the dot pattern. In contrast, when participants
and blindly accept MP and AC. In this case the
rely on retrieval, manipulation and integration of
preloading should cause more participants to accept all
counterexample information, working memory capacity
conclusions, even on sentences where counterexamples
is severely burdened. There are then not enough
resources left to actively maintain the dot patterns, can be automatically retrieved and likelihood
resulting in an incorrect reproduction. These results estimations are high. In the preload condition, there
support the idea that using counterexample information were indeed more participants (13.5%) who accepted at
draws heavily on working memory resources. least 75% of the inferences than in the control
condition (7.7%). Even for sentences with many
0,8 0,76 available counterexamples – for these sentences
counterexamples can be retrieved automatically and
Proportion of Responses
0,7
0,56
0,6
0,5
likelihood estimations are very low - we found an
0,4 0,33
Correct increase in the inference acceptance rates (7.1% control
0,27 Incorrect
0,3 vs. 19.8% preload). This shows that it is unlikely that
0,2
0,06 participants consulted their background knowledge for
0,1 0,01
0,0 deriving the conclusion and lends support for the
Inference Likelihood Counterexample hypothesis that the working memory preload led to an
Acceptance
enhancement of the computationally low demanding
matching heuristic.
Figure 1: Difference in the proportion of the three types of
In sum, as expected the resource dependent use of
answers for preload trials where the dot pattern was correctly
versus incorrectly reproduced. counterexample information decreased under preload,
while the use of likelihood information was unaffected
converges with the observed interference of
0,8
counterexample use and correct dot pattern recall.
0,7 0,64
Proportion of Responses
0,56
In general, these results sustain the idea that using
0,6
counterexample information draws heavily on working
0,5
0,4 0,33
No Load memory resources whereas using likelihood
0,3 0,22
Load
information or matching is less resource demanding.
0,2
0,1 0,05 0,06
Discussion
0,0
Inference Acceptance Likelihood Counterexample Correlational studies revealed that differences in
working memory capacity relate to differences in the
Figure 2: Proportion of answers of the three types for the conditional answer patterns. A possible explanation is
preload versus control condition (only preloaded trials with that differences in reasoning performance do not
correctly reproduced dot patterns). simply relate to differences in a single reasoning
predisposition, but are mediated by differences in the
by preload conditions. The decrease in use of the working memory demands of the active reasoning
counterexample based reasoning process is at least mechanisms. Highlighting the distinction between more
partly compensated by shifting to inference acceptance. heuristic strategies (such as matching and likelihood
use) and more cognitively demanding analytical
Number of counterexamples used. Does the decrease strategies (relying on counterexamples) may provide a
in the use of counterexample information under preload more differentiated picture of the specific role of
reflect a decrease in a strategic validation tendency? If working memory in conditional reasoning. We found
participants retrieve counterexample information to evidence for two conditional reasoning mechanisms
merely check whether the default conclusion can be with a differing working memory demand: a
falsified (see e.g., Schroyens, Schaeken, & Handley, probabilistic account relying on likelihood information
2003) they would need to retrieve only one and a mental model account relying on counterexample
information.
counterexample to falsify the given conclusion.
The results reveal that using counterexample
However, we did not find a difference in the number of
information to attain a conclusion taps heavier on
trials where participants referred to only one working memory resources than deriving the
counterexample (preload: 73% vs. control-condition: conclusion based on likelihood information. This
82.4%). This raises doubt on the validation-hypothesis. provides additional support for considering the
In contrast, we observed a decrease in the proportion of reasoning process based on likelihood information as
trials where more than one counterexample was heuristic and the reasoning process based on
mentioned, t(23) = 2.77, p < .05 (preload: 17% vs. counterexample information as analytic. The
control-condition: 26%). This underscores the idea that differences in use of counterexamples/likelihood on
in tasks without deductive instructions reasoners participants with varying working memory capacity
retrieve counterexample information to provide an observed by Verschueren et al. (2004b) may thus be
adequate and informative conclusion rather than to attributed to the working memory demands of the two
merely falsify a default conclusion. When looking at reasoning mechanisms.
the total number of specific counterexamples used, We found a large effect of working memory preload
there were significantly more counterexamples used in on the inference acceptance rates. When relating
the control condition (1.09) than when working inference acceptance to the two reasoning strategies, it
memory was preloaded (0.86), t(23) = 3.97, p < .01. can reveal that either no counterexamples can be
If counterexample retrieval, representation and retrieved or that the likelihood estimation is sufficiently
integration demand effort, we should observe an effect high. However, because we also observed an increase
of counterexample retrieval on the secondary task in inference acceptance on sentences for which pretests
performance. We tested whether there was a difference revealed many available counterexamples as well as
in the number of counterexample answers for the trials likelihood estimates that are well below 1, it rather
seems that the inference acceptance rates show that
where the dot pattern was correctly versus incorrectly
under preload some reasoners do not consult their
reproduced. We included the number of available
background knowledge. When working memory
counterexamples (few/many; measured by the capacity is burdened by preload, these participants are
generation task) because it is a strong predictor of discouraged to engage in a demanding retrieval
counterexample use. There was a marginally significant process. Instead they provide an answer that satisfies
interaction between the number of counterexamples the inference question, simply by restating information
used and the (in)correct reproduction of the dot pattern, from the premises. This strategically placed escape
F(1.20) = 4.120, MSE = 2.866, p = .056. Pairwise hatch can explain the increase in inference acceptance
comparisons revealed that for sentences with many rates under preload.
available counterexamples there were significantly Taken this together, we found evidence for the
more counterexamples produced when the dot patterns involvement of working memory in conditional
were not recalled correctly, F(1, 20) = 6.946, MSE = reasoning. By analyzing the answers participants gave
4.832, p<.05 (not significant for few-sentences). This we were able to pinpoint which information
participants used to attain their conclusion. We found
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Suess, H.-M., Oberauer, K., Wittmann, W., Wilhelm,,
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reasoning ability – and a little bit more. Intelligence,
This research was conducted thanks to funding of the
30, 261-288.
Fund for Scientific Research (F.W.O-Vlaanderen).
Verschueren, N., Schaeken, W., & d’Ydewalle, G.
(2003). Two reasoning mechanisms for solving the
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