CN113669246A - Intelligent diagnosis method for water pump fault under cross-working condition - Google Patents
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Abstract
Description
技术领域technical field
本发明涉及一种基于域对抗的跨工况条件下水泵故障智能诊断方法,具体的是指通过模型学习和优化实现源域振动信息和目标域振动信息在高阶矢量特征空间中对齐,以实现跨工况条件下水泵故障的智能诊断,属于振动信号处理、模式识别技术领域。The invention relates to an intelligent diagnosis method for water pump faults under cross-working conditions based on domain confrontation, in particular to realizing the alignment of source domain vibration information and target domain vibration information in a high-order vector feature space through model learning and optimization, so as to achieve The intelligent diagnosis of water pump faults under cross-working conditions belongs to the technical field of vibration signal processing and pattern recognition.
背景技术Background technique
水泵是一种基本的水利设备,广泛布设于各类水库及出/入水口站点。随着人类活动的不断加剧,水泵系统的必须保持长时间的稳定运行。对泵的健康和故障进行实时检测和分析,及时发现其故障隐患并进行检修,是保障水泵健康状态的必要基础。轴承系统是各类水泵机械的最重要的基础机械元件,数量多且长时间发生滚动运行,是水泵设备故障隐患最多发的机械元件。对于轴承的故障诊断对于水泵系统的健康状态诊断而言尤为重要。对于轴承故障诊断,振动数据是最为可靠的依据,能够直接关联水泵设备微小的故障种类。Water pump is a basic water conservancy equipment, which is widely deployed in various reservoirs and water inlet/outlet sites. With the continuous intensification of human activities, the pump system must maintain stable operation for a long time. Real-time detection and analysis of the health and faults of the pump, timely detection of hidden faults and maintenance, are the necessary basis for ensuring the health of the pump. Bearing system is the most important basic mechanical component of all kinds of water pump machinery. It is the mechanical component with the most hidden troubles of water pump equipment. The fault diagnosis of the bearing is particularly important for the health status diagnosis of the water pump system. For bearing fault diagnosis, vibration data is the most reliable basis, which can directly correlate with the minor fault types of water pump equipment.
在实际应用中,水泵多布设于野外场景和多变的水情条件,常面临复杂的工况条件和新颖的运行环境。在此条件下先验的专家知识和已学习的模型参数面临不适定的问题,而重新学习又面临数据匮乏和高时间损耗的难题。此时,传统的故障诊断方法,如基于SVM、贝叶斯网络的故障诊断方法难以应用。近年来,在水泵故障诊断研究领域,尽管深度学习模型已取得了出色的性能但仍难以实现跨工况条件下的故障智能诊断,先验的深度学习模型难以适用于霹时出水量、扬程、轴功率三种因素变化工况条件下水泵故障诊断。In practical applications, pumps are mostly deployed in field scenes and changing water conditions, often facing complex working conditions and novel operating environments. Under this condition, prior expert knowledge and learned model parameters face ill-posed problems, while re-learning faces the problems of data scarcity and high time consumption. At this time, traditional fault diagnosis methods, such as fault diagnosis methods based on SVM and Bayesian network, are difficult to apply. In recent years, in the field of pump fault diagnosis research, although deep learning models have achieved excellent performance, it is still difficult to achieve intelligent fault diagnosis under cross-working conditions. The fault diagnosis of water pump under the condition of changing three factors of shaft power.
发明内容SUMMARY OF THE INVENTION
发明目的:针对现有技术中存在的问题与不足,本发明提供了一种基于域对抗的跨工况条件下水泵故障智能诊断方法,通过故障分类和工况域分类模型学习和联合优化实现源域振动信息和目标域振动信息在高阶矢量特征空间中对齐,以实现跨工况条件下水泵故障的智能诊断。Purpose of the invention: Aiming at the problems and deficiencies in the prior art, the present invention provides an intelligent diagnosis method for water pump faults under cross-working conditions based on domain confrontation. Domain vibration information and target domain vibration information are aligned in the high-order vector feature space to realize intelligent diagnosis of pump faults under cross-working conditions.
技术方案:一种基于域对抗的跨工况条件下水泵故障智能诊断方法,包括如下步骤:Technical solution: an intelligent diagnosis method for water pump faults under cross-working conditions based on domain confrontation, comprising the following steps:
(一)搭建变化工况条件下水泵故障诊断的域对抗网络框架:建立了针对霹时出水量、扬程、轴功率三种因素变化工况条件下水泵故障诊断的域对抗网络模型框架。(1) Building a domain adversarial network framework for water pump fault diagnosis under changing working conditions: A domain adversarial network model framework for pump fault diagnosis under changing conditions of three factors, namely water output, head, and shaft power, is established.
(二)构建类别分类、领域分类的损失函数。(2) Construct the loss function of category classification and domain classification.
(三)通过损失函数的联合优化,实现域对抗网络模型的优化,完成模型训练学习。(3) Through the joint optimization of the loss function, the optimization of the domain adversarial network model is realized, and the model training and learning are completed.
(四)将跨工况条件下的水泵振动数据输入到域对抗网络模型中,同时完成对故障种类和工况域种类的分类,以此完成故障诊断。(4) Input the pump vibration data under cross-working conditions into the domain adversarial network model, and at the same time complete the classification of the fault type and the working condition domain type, so as to complete the fault diagnosis.
所述变化工况条件下水泵故障诊断的域对抗网络框架主要包括水泵振动源域数据和水泵振动振动域数据输入、基于CNN网络的源域/目标域特征提取器、基于胶囊网络的水泵振动数据高阶矢量特征提取器、水泵故障类别分类器、水泵工况领域分类器。The domain adversarial network framework for pump fault diagnosis under changing working conditions mainly includes pump vibration source domain data and pump vibration vibration domain data input, source/target domain feature extractor based on CNN network, and pump vibration data based on capsule network. High-order vector feature extractor, pump fault class classifier, pump operating condition domain classifier.
(1)多工况条件下水泵振动源域数据和水泵振动振动域数据输入:构建了并行处理两路输入数据的双流网络架构分别输入多工况条件下水泵振动数据,包括:源域振动数据xs和目标域振动数据xt。其中,水泵源域振动数据xs和目标域振动数据xt采集的工况环境不同,在霹时出水量、扬程、轴功率上具有差异。(1) Input of pump vibration source domain data and pump vibration vibration domain data under multiple working conditions: A dual-stream network architecture for parallel processing of two input data is constructed to input pump vibration data under multiple working conditions, including: source domain vibration data x s and target domain vibration data x t . Among them, the vibration data x s in the source domain of the pump and the vibration data x t in the target domain are collected in different working conditions, and there are differences in the water output, head, and shaft power when the pump is hit.
(2)通过源域/目标域特征提取器和水泵振动数据高阶矢量特征提取器两级特征提取获取源域高阶矢量特征和目标域高阶矢量特征其中Gs()为两级特征提取函数。以此,获取一维水泵振动故障特征。(2) Obtain high-order vector features of source domain through two-stage feature extraction of source domain/target domain feature extractor and pump vibration data high-order vector feature extractor and target domain higher-order vector features where G s ( ) is a two-level feature extraction function. In this way, the vibration fault characteristics of the one-dimensional water pump are obtained.
(3)水泵故障类别分类器计算高阶特征的矢量模长并取模长最大值来进行类别分类。当源域数据输入时表示为:当目标域数据输入时表示为:其中length()为矢量模长计算函数,squash()为挤压函数。(3) The water pump fault category classifier calculates the vector modulus length of high-order features and takes the maximum value of the modulus length for category classification. When the source domain data is entered, it is expressed as: When the target domain data is entered, it is expressed as: Among them, length() is the vector modulus length calculation function, and squash() is the extrusion function.
(4)水泵工况领域分类器主要是通过梯度反转层、两层全连接以及softmax函数进行领域分类。表示为:当源域数据输入时表示为:当目标域数据输入时表示为:其中W()为全连接计算函数,softmax()为softmax函数。(4) The domain classifier of pump working condition mainly performs domain classification through gradient inversion layer, two-layer full connection and softmax function. Represented as: When the source domain data is input, it is represented as: When the target domain data is entered, it is expressed as: Where W() is the full connection calculation function, and softmax() is the softmax function.
域对抗网络框架优化的对象包括:①类别分类,②领域分类。The objects of domain adversarial network framework optimization include: ① category classification, ② domain classification.
水泵故障类别分类器优化基于边缘损失函数:The pump fault class classifier is optimized based on the marginal loss function:
Lc=Tcmax(0,m+-pc)2+λ(1-Tc)max(0,pc-m-)2 L c =T c max(0,m + -p c ) 2 +λ(1-T c )max(0,p c -m - ) 2
其中,c表示输出的第c个标签;pc表示类别分类器输出的一组概率值;Tk表示分类指示函数,假设输出的第K个标签表示类别K,即该标签负责预测类别K的概率,则当输入的样本为类别K且c=K时,Tc=1,否则Tc=0;m+为上边界,取固定值0.9,当概率值pc>0.9时,将损失函数置为0;m-为下边界,取固定值0.1,当概率值pc<0.1时,将损失函数置为0;λ为一个比例系数,用来调整两项比例,通常取值0.5。Among them, c represents the c-th label of the output; p c represents a set of probability values output by the category classifier; T k represents the classification indicator function, assuming that the K-th label of the output represents the category K, that is, the label is responsible for predicting the category K. probability, then when the input sample is category K and c=K, T c =1, otherwise T c =0; m + is the upper boundary, taking a fixed value of 0.9, when the probability value p c >0.9, the loss function Set to 0; m - is the lower boundary, and takes a fixed value of 0.1. When the probability value p c <0.1, the loss function is set to 0;
水泵故障工况领域分类器的任务为二分类任务,使用交叉熵损失函数:The task of the classifier in the field of pump failure conditions is a binary classification task, using the cross-entropy loss function:
其中,和分别表示以第i个源域数据样本输入,最后一层全连接层输出向量的第一和第二个数值;和分别表示以第i个目标域数据样本输入,最后一层全连接层输出向量的第一和第二个数值。第一个输出数值表示源域,第二个表示目标域,源域数据样本的领域标签为[1,0],目标域数据样本的领域标签为[0,1]。in, and Respectively represent the first and second values of the output vector of the last fully connected layer with the i-th source domain data sample input; and Respectively represent the first and second values of the output vector of the last fully connected layer with the i-th target domain data sample input. The first output value represents the source domain, the second represents the target domain, the domain label of the source domain data sample is [1,0], and the domain label of the target domain data sample is [0,1].
在优化阶段,首先是水泵故障源域类别分类训练:利用有标签的源域数据对源域特征提取器Gs、基于胶囊网络的水泵振动数据高阶矢量特征提取器Gcap和水泵故障类别分类器C进行类别分类训练,源域特征提取器Gs、基于胶囊网络的水泵振动数据高阶矢量特征提取器Gcap和水泵故障类别分类器C参数表示为θC,通过最小化类别分类损失来进行参数优化:In the optimization stage, the first is the classification training of pump fault source domain: using the labeled source domain data to classify the source domain feature extractor G s , the high-order vector feature extractor G cap of the pump vibration data based on the capsule network, and the pump fault category The parameters of the source domain feature extractor G s , the high-order vector feature extractor G cap of the pump vibration data based on the capsule network and the pump fault category classifier C are expressed as θ C , parameter optimization by minimizing the class classification loss:
其中,为类别分类损失,为θC的优化值。in, classification loss for the class, for The optimized value of θ C.
然后,进行水泵故障工况领域分类训练:通过最大化领域分类损失对目标域特征提取器Gt参数进行优化,并且通过最小化领域分类损失对水泵工况领域分类器D参数θD进行优化:Then, domain classification training for pump fault conditions is performed: by maximizing the domain classification loss, the G t parameter of the target domain feature extractor is is optimized, and the pump condition domain classifier D parameter θ D is optimized by minimizing the domain classification loss:
其中,为领域分类损失,为θD的优化值。in, is the domain classification loss, for The optimized value of θD .
有益效果:与现有技术相比,本发明提供的基于域对抗的跨工况条件下水泵故障智能诊断方法,提出了由水泵振动数据深度特征提取器、水泵振动数据高阶矢量特征提取器、水泵故障类别分类器和水泵工况领域分类器组成的水泵故障智能诊断域对抗网络模型;通过模型训练的优化过程,优化高阶矢量特征提取器模型参数,缩小了不同工况数据之间的高阶矢量特征差异,解决了轴承故障诊断中跨工况条件下的模型适应性问题;本发明方法能够适用于复杂、新颖的工况条件,实现了适应性的水泵故障智能诊断,提高了诊断模型的适应和推广能力。Beneficial effects: Compared with the prior art, the intelligent diagnosis method for water pump faults under cross-working conditions based on domain confrontation provided by the present invention proposes a water pump vibration data depth feature extractor, a water pump vibration data high-order vector feature extractor, The pump fault intelligent diagnosis domain adversarial network model composed of the pump fault category classifier and the pump working condition domain classifier; through the optimization process of model training, the model parameters of the high-order vector feature extractor are optimized, and the high difference between the data of different working conditions is reduced. The difference of order vector characteristics solves the problem of model adaptability under cross working conditions in bearing fault diagnosis; the method of the invention can be applied to complex and novel working conditions, realizes adaptive intelligent diagnosis of water pump faults, and improves the diagnosis model. adaptability and promotion capabilities.
附图说明Description of drawings
图1是本发明实施例中变化工况条件下水泵振动数据及故障诊断的域对抗网络框架程图;Fig. 1 is the domain confrontation network framework diagram of pump vibration data and fault diagnosis under changing working conditions in the embodiment of the present invention;
图2是本发明实施例与现有技术中方法性能的对比图。FIG. 2 is a comparison diagram of the performance of an embodiment of the present invention and a method in the prior art.
具体实施方式Detailed ways
下面结合具体实施例,进一步阐明本发明,应理解这些实施例仅用于说明本发明而不用于限制本发明的范围,在阅读了本发明之后,本领域技术人员对本发明的各种等价形式的修改均落于本申请所附权利要求所限定的范围。Below in conjunction with specific embodiments, the present invention will be further illustrated, and it should be understood that these embodiments are only used to illustrate the present invention and not to limit the scope of the present invention. The modifications all fall within the scope defined by the appended claims of this application.
以水泵故障诊断为实施例:在霹时出水量、扬程、轴功率三种因素变化工况条件下泵站的振动信号模式发生显著变化,导致振动特征同故障状态间的映射关系迥异。致使跨工况条件下先验的专家经验和已学习的模型难以适用。严重影响模型的适应和推广能力。针对这一问题本发明设计了一种域对抗网络,能够在学习得到的高阶矢量特征空间中实现特征对齐,从而实现跨工况条件下的故障诊断模型的自适应。Taking the fault diagnosis of water pump as an example: the vibration signal mode of the pump station changes significantly under the conditions of three factors: water output, head, and shaft power, resulting in a very different mapping relationship between vibration characteristics and fault states. This makes it difficult to apply prior expert experience and learned models under cross-working conditions. It seriously affects the adaptability and generalization ability of the model. Aiming at this problem, the present invention designs a domain adversarial network, which can realize feature alignment in the learned high-order vector feature space, so as to realize the self-adaptation of the fault diagnosis model under cross-working conditions.
如图1所示,基于域对抗的跨工况条件下水泵故障智能诊断方法,建立了针对霹时出水量、扬程、轴功率三种因素变化工况条件下水泵故障诊断的域对抗网络模型框架,提出了由水泵振动数据深度特征提取器、水泵振动数据高阶矢量特征提取器、水泵故障类别分类器和水泵工况领域分类器组成的水泵故障智能诊断域对抗网络模型。通过模型训练的优化过程,优化高阶矢量特征提取器模型参数,缩小了不同工况数据之间的高阶矢量特征差异,解决了轴承故障诊断中跨工况条件下的模型适应性问题。As shown in Figure 1, based on the intelligent diagnosis method of water pump faults under the condition of domain confrontation, a domain confrontation network model framework is established for the fault diagnosis of water pumps under the conditions of three factors: water output, head, and shaft power. , a water pump fault intelligent diagnosis domain adversarial network model is proposed, which is composed of pump vibration data depth feature extractor, pump vibration data high-order vector feature extractor, pump fault category classifier and pump operating condition domain classifier. Through the optimization process of model training, the model parameters of the high-order vector feature extractor are optimized, the difference of high-order vector features between different working conditions data is reduced, and the model adaptability problem under cross working conditions in bearing fault diagnosis is solved.
域对抗网络框架,该网络框架主要包括水泵振动源域数据和水泵振动振动域数据输入、基于CNN网络的源域/目标域特征提取器、基于胶囊网络的水泵振动数据高阶矢量特征提取器、水泵故障类别分类器、水泵工况领域分类器,如图1所示。Domain confrontation network framework, the network framework mainly includes pump vibration source domain data and pump vibration vibration domain data input, source domain/target domain feature extractor based on CNN network, high-order vector feature extractor for pump vibration data based on capsule network, The pump fault category classifier and the pump working condition field classifier are shown in Figure 1.
在模型(域对抗网络框架)训练阶段:In the model (Domain Adversarial Network Framework) training phase:
首先,采用多层卷积神经网络(CNN)对源域和目标域的振动数据进行计算,提取源域数据的深度特征和目标域数据的深度特征。First, a multi-layer convolutional neural network (CNN) is used to calculate the vibration data of the source and target domains, and the depth features of the source domain data and the depth features of the target domain data are extracted.
随后,结合水泵振动数据高阶矢量特征提取器形成了两级特征提取获取源域高阶矢量特征和目标域高阶矢量特征 Then, combined with the pump vibration data high-order vector feature extractor, a two-stage feature extraction was formed to obtain the source-domain high-order vector features. and target domain higher-order vector features
随后,对高阶矢量特征进行分类,对故障类别和故障的工况领域进行分类。其中类别分类器为其中故障的工况领域分类器为 Subsequently, the higher-order vector features are classified to classify the fault category and the operating condition domain of the fault. where the class classifier is where the fault condition domain classifier is
随后,对分类器进行优化训练。Then, the classifier is optimized for training.
(1)水泵故障源域类别分类器优化:利用有标签的源域数据对源域特征提取器Gs、基于胶囊网络的水泵振动数据高阶矢量特征提取器Gcap和水泵故障类别分类器C进行类别分类训练,源域特征提取器Gs、基于胶囊网络的水泵振动数据高阶矢量特征提取器Gcap和水泵故障类别分类器C参数表示为θC,通过最小化类别分类损失来进行参数优化:(1) Pump fault source domain category classifier optimization: use the labeled source domain data to analyze the source domain feature extractor G s , the high-order vector feature extractor G cap of the pump vibration data based on capsule network, and the pump fault category classifier C For class classification training, the source domain feature extractor G s , the high-order vector feature extractor G cap of the pump vibration data based on the capsule network, and the pump fault class classifier C parameters are expressed as θ C , parameter optimization by minimizing the class classification loss:
其中,为θC的优化值。in, for The optimized value of θ C.
(2)水泵故障工况领域分类器优化:通过最大化领域分类损失对目标域特征提取器Gt参数进行优化,并且通过最小化领域分类损失对水泵工况领域分类器D参数θD进行优化:(2) Domain classifier optimization for pump failure conditions: By maximizing the domain classification loss, the G t parameters of the target domain feature extractor are is optimized, and the pump condition domain classifier D parameter θ D is optimized by minimizing the domain classification loss:
其中,为θD的优化值。in, for The optimized value of θD .
在故障诊断阶段:During the troubleshooting phase:
首先,采用多层卷积神经网络(CNN)对目标域的振动数据进行计算,提取目标域数据的深度特征。First, a multi-layer convolutional neural network (CNN) is used to calculate the vibration data in the target domain to extract the deep features of the target domain data.
随后,结合水泵振动数据高阶矢量特征提取器形成了两级特征提取目标域高阶矢量特征 Then, combined with the pump vibration data high-order vector feature extractor, a two-level feature extraction target domain high-order vector feature was formed.
随后,对高阶矢量特征进行分类,对故障类别和故障的工况领域进行分类。其中类别分类器为其中故障的工况领域分类器为 Subsequently, the higher-order vector features are classified to classify the fault category and the operating condition domain of the fault. where the class classifier is where the fault condition domain classifier is
至此,完成了跨工况的水泵故障诊断。分别在A、B两种水泵设备上进行测试,A1、A2、A3分别为负载为1HP、2HP和3HP三种工况条件,B1、B2、B3分别为转速为600RPM、800RPM和1000RPM三种工况条件。So far, the fault diagnosis of the pump across the working conditions has been completed. Tests were carried out on two types of pump equipment, A and B, respectively. A1, A2, and A3 were three working conditions with loads of 1HP, 2HP, and 3HP, respectively. condition.
结果如表1、2所示,实现了准确率较好的故障诊断结果:对于A种水泵,跨工况条件下的故障诊断准确率保持在96%以上,对于B种水泵,跨工况条件下故障诊断准确率保持在95%以上,能够满足于领域应用。The results are shown in Tables 1 and 2, and the fault diagnosis results with good accuracy are achieved: for the A type of water pump, the fault diagnosis accuracy rate under the cross-working condition remains above 96%, for the B type of water pump, the cross-working condition The fault diagnosis accuracy rate is kept above 95%, which can satisfy the field application.
图2为本发明公开方法同现有方法的性能对比,其中图2(a)为比较的方法,其中图2(b)为本发明所提出的方法。其中方块颜色越浅表明故障诊断错误数越多。可看到:所比较方法的故障诊断错误数量显著大于本发明所提出方法的错误数量,证明了本发明所提出方法的性能优势。Fig. 2 is a performance comparison between the method disclosed in the present invention and the existing method, wherein Fig. 2(a) is a comparative method, and Fig. 2(b) is a method proposed by the present invention. The lighter the color of the square, the higher the number of troubleshooting errors. It can be seen that the number of fault diagnosis errors of the compared methods is significantly larger than that of the method proposed in the present invention, which proves the performance advantage of the method proposed in the present invention.
表1水泵A跨工况诊断准确率Table 1. Diagnostic accuracy rate of pump A across working conditions
表2水泵B跨工况诊断准确率Table 2. Diagnostic accuracy rate of pump B across working conditions
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