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mruby-regexp: stop a repetition on an empty iteration in the backtracker - #7269

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takumin:regexp-bt-empty-iteration-stop
Aug 18, 2026
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mruby-regexp: stop a repetition on an empty iteration in the backtracker#7269
matz merged 3 commits into
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takumin:regexp-bt-empty-iteration-stop

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@takumin takumin commented Aug 18, 2026

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The Pike VM stops a repetition once its body has run without consuming;
bt_match() had no such stop. A repetition whose body can match empty went
round at the same position until MRB_REGEXP_RECURSION_LIMIT refused the
next frame, and what the engine then answered was whatever the alternatives
left inside the limit produced. That was CRuby's answer often, and not always:

/(?:(?:b*)+)+?/ =~ ""                 # CRuby: 0,     mruby: nil
/(?:(?:b*)+)+?/ =~ "b"                # CRuby: 0,     mruby: nil
/(?:(?:b?)+)+?/ =~ ""                 # CRuby: 0,     mruby: nil
/ca(?:b??b??)+a*?/.match("cab")[0]    # CRuby: "ca",  mruby: "cab"
/(?:a?)*b??/.match("aab")[0]          # CRuby: "aa",  mruby: "aab"
/(?>(?:a*)*)b?/.match("aab")[0]       # CRuby: "aab", mruby: "aa"
/(a*?)*b/.match("aab").begin(1)       # CRuby: 2,     mruby: 0
/(?:(?!a))*b?/.match("b")[0]          # CRuby: "b",   mruby: ""
/a(?:(?<=a))*b?/.match("ab")[0]       # CRuby: "ab",  mruby: "a"

In the first three the limit is reached inside the inner +, and the outer
+? then loops in the frame at the limit until the step budget is gone. In
the fourth the empty iterations run to the limit, and the lazy b?? in the
frames being unwound is then allowed its b. In the last two the frame at
the limit cannot open the branch of the ? that follows and answers with the
branch that skips it. The cost was there even when the answer was right: each
such loop climbed 1000 frames per start position, and a nested one spent the
whole step budget per start position, 7 ms for /(?:(?:b*)+)+?/ =~ "" and
80 ms against "abcdefghij".

The stop

The backtracker gets Onigmo's null check. mark_empty_loops() already finds
every back edge whose loop body can match empty and marks it for the Pike VM;
it now marks the head of a jump-closed loop as well, since that is where an
iteration of e* begins. bt_state gains a record per pc: the offset the
running iteration of the loop that pc keys began at. The frame that runs an
edge into an iteration writes the record and undoes it when the iteration's
frame returns (bt_iter()), so the record follows the backtracking, and the
branch that begins an iteration is run by recursion rather than in place so
that there is one place to undo it. The edge closing the body compares: an
iteration that ends where it began matched empty, and the loop takes its exit
instead of going round again, keeping what the iteration captured, as the
Pike VM does. e* is keyed by its head (the head writes, the closing jump
reads) and e+ by its closing fork (which writes and reads). Only loops
whose body can match empty pay the record and, for a lazy one, the extra
frame; every other fork runs as before.

The recursion limit no longer stops any loop, and its comment says what it
bounds now. The rule from #7256 that a limit is not a cut and not a
lookaround's answer stays: a frame giving up at the limit may still be inside
an atomic group's body or a negative lookaround.

bt_match() took ten arguments, seven of which are the same in every frame
of one search. The first commit moves the shared seven into bt_state, which
backtrack_exec() fills once and each frame reads through a pointer, so that
a frame carries only what is its own: the position, the pc and the depth. The
iteration records then have a place to live.

Lookarounds and backreferences

epsilon_path() answered FALSE at a lookaround and at a backreference, so a
repetition whose body was one of them was not marked, and the stop did not
apply: (?=)+, (?:(?!a))* and (a?)\1* still ran to the recursion limit.
A lookaround is zero-width whatever its sub-pattern does, so the walk steps
over the sub-pattern to the end the instruction records; a backreference to a
group that captured empty consumes nothing, so it can lie on a path that need
not consume. Neither reaches the Pike VM, which runs neither construct, so
this part is the backtracker's alone.

Time

The default gembox plus mruby-benchmark, -O3, Benchmark.realtime over
n matches after three warm-up calls, mean of two runs each, master and this
PR alternated:

CASES = [
  ["/(?:(?:b*)+)+?/ =~ ''",            2000,  -> { /(?:(?:b*)+)+?/ =~ "" }],
  ["/(?:(?:b*)+)+?/ =~ 'abcdefghij'",  200,   -> { /(?:(?:b*)+)+?/ =~ "abcdefghij" }],
  ["/(?:a*)*b+?/ =~ 'b'",              20000, -> { /(?:a*)*b+?/ =~ "b" }],
  # ...
]
CASES.each do |label, n, blk|
  3.times { blk.call }
  t = Benchmark.realtime { n.times { blk.call } }
  puts "%-38s %10.3f us/iter" % [label, t / n * 1e6]
end
match master this PR
/(?:(?:b*)+)+?/ =~ "" 7,418 us 1.47 us 5,000x
/(?:(?:b*)+)+?/ =~ "abcdefghij" 78,570 us 1.36 us 57,800x
/(?:a*)*b+?/ =~ "b" 11.14 us 1.45 us 7.7x
/(?:x?)*y??/ =~ "x" * 10 11.11 us 1.51 us 7.4x
/(a?)\1*b/ =~ "b" 10.89 us 1.41 us 7.7x
/(?:(?!x))*b/ =~ "b" 11.31 us 1.33 us 8.5x
/(?=)+b/ =~ "b" 10.37 us 1.30 us 8.0x
/(?:a*)*b/ =~ "b" (Pike VM) 1.45 us 1.43 us 1.0x
/(?:x?)+?y/ =~ "x" * 10 + "y" 1.49 us 1.48 us 1.0x
/(a*)\1*b/ =~ "aab" 1.43 us 1.43 us 1.0x
/(a|b)*?c/ =~ "ab" * 50 + "c" 3.85 us 3.93 us 0.98x
/(?:a|b)*?c/ =~ "ab" * 50 + "c" 2.77 us 2.80 us 0.99x
/a.*?b/ =~ "a" + "x" * 100 + "b" 2.22 us 2.23 us 1.0x
/(?<=a)b+?/ =~ "ab" * 50 1.37 us 1.38 us 0.99x

The first seven rows are repetitions that used to run to the limit; the
first two are the nested case that used to spend the step budget. The rows
after them are loops that consume on every iteration, or the Pike VM, and
stay where they were; 1.4 us is what such a match costs on the Pike VM too.

Size

.text of bin/mruby, build_config/ci/gcc-clang.rb, each side from a clean
build directory. re_compile.o and re_exec.o are the objects that change;
in bintest they account for -1,280 and -1,744 of the delta; -1,328 of the
second is the first commit alone, the ten-argument recursive calls becoming
four-argument ones.

build master this PR delta
bintest 1,282,582 1,279,558 -3,024
ascii-case 1,270,294 1,267,270 -3,024
byte-string 1,250,374 1,248,038 -2,336
cxx_abi 1,307,353 1,304,665 -2,688
full-debug (-O0) 1,878,566 1,879,382 +816

Verification

The tests go in regexp_syntax.rb beside the Pike VM's empty-iteration
tests. They cover the nested loops that used to answer nil, the lazy body
that stays empty when the loop stops, each layout of a repetition stopping on
its own (e*, e+, e*?, e+?, e{n,}, e{n,}?, and nested), the empty
iteration's capture being kept as under the Pike VM, a repetition of each of
the four lookarounds and of a backreference, the record being undone when an
iteration is backtracked out of, and the stop inside and around an atomic
group.

Differential against CRuby 4.0.6. 10,000 random patterns over a, b,
a?, b?, [ab]?, \w?, (?:), (a|), (|b), (?:a|), the four
lookarounds, the two lookaheads also with a capture inside, backreferences,
plain, non-capturing and atomic groups and alternation, groups nested up to
two deep, every atom quantified with probability 0.7 by one of *, +, *?, +?,
?, ??, {0,}, {1,}, {2,}, {0,}?, {1,}?, half of them with a lazy
x?? appended to keep the pattern on the backtracking engine, each run with
match against one of 18 subjects over a and b and compared as
MatchData#to_a. 5,404 of the patterns mruby refuses to compile (a quantifier
on a quantifier, which CRuby accepts with a warning) and 85 CRuby cannot
finish under a memory or time cap; the rest compare:

lines
compared 4,568
same on master and here 3,973
master differs from CRuby, this PR agrees 474
both differ from CRuby 111
master agrees with CRuby, this PR differs 10

Of the 111 lines where both differ, 108 have a capture group inside a
lookaround, and so do all 10 where only this PR differs. That is one thing
this engine already answers differently from Onigmo: a lookaround's body runs
as a sub-pattern call, so a capture written inside it stays written when the
text after the lookaround fails and the engine backtracks past it, where
Onigmo undoes it. On master those patterns ran to the recursion limit and
failed outright; here the loop stops, the match goes on, and the leaked
capture is what gets read. The remaining 3 lines differ on master as well.

rake test, build_config/ci/gcc-clang.rb, no compiler warning:

build total KO crash
full-debug 2,352 0 0
bintest 2,352 0 0
bintest (bintest suite) 123 0 0
cxx_abi 2,352 0 0
byte-string 2,282 0 0
ascii-case 2,349 0 0

The default configuration: 2,128 total, 0 KO, 0 crash, plus its 112 bintests.

Environment

Details
OS Ubuntu 24.04, Linux 7.0.0 x86_64
gcc 13.3.0 (Ubuntu 13.3.0-6ubuntu2~24.04.1)
binutils 2.47
CRuby 4.0.6, for the differential

Compile lines for mrbgems/mruby-regexp/src/re_exec.c in the builds quoted
above, paths shortened:

# ci/gcc-clang bintest
gcc -MMD -c -std=gnu99 -g -O3 -Wall -Wundef -Werror-implicit-function-declaration -Wwrite-strings -DMRB_GC_FIXED_ARENA -DMRBGEM_MRUBY_REGEXP_VERSION=0.0.0 -DMRB_USE_BIGINT -DMRB_USE_COMPLEX -DHAVE_MRUBY_ENCODING_GEM -DMRB_UTF8_STRING -DHAVE_MRUBY_IO_GEM -DMRB_USE_RATIONAL -DHAVE_MRUBY_REGEXP_GEM -DMRB_USE_SET -DMRB_USE_TASK_SCHEDULER -DMRB_USE_DEBUG_HOOK -I"include" -I"mrbgems/mruby-regexp/include" -I"build/bintest/include" -o "build/bintest/mrbgems/mruby-regexp/src/re_exec.o" "mrbgems/mruby-regexp/src/re_exec.c"

# ci/gcc-clang full-debug
gcc -MMD -c -std=gnu99 -g -O3 -Wall -Wundef -Werror-implicit-function-declaration -Wwrite-strings -g3 -O0 -DMRB_GC_STRESS -DMRB_USE_DEBUG_HOOK -DMRBGEM_MRUBY_REGEXP_VERSION=0.0.0 -DMRB_DEBUG -DMRB_USE_BIGINT -DMRB_USE_COMPLEX -DHAVE_MRUBY_ENCODING_GEM -DMRB_UTF8_STRING -DHAVE_MRUBY_IO_GEM -DMRB_USE_RATIONAL -DHAVE_MRUBY_REGEXP_GEM -DMRB_USE_SET -DMRB_USE_TASK_SCHEDULER -I"include" -I"mrbgems/mruby-regexp/include" -I"build/full-debug/include" -o "build/full-debug/mrbgems/mruby-regexp/src/re_exec.o" "mrbgems/mruby-regexp/src/re_exec.c"

# ci/gcc-clang cxx_abi
gcc -MMD -c -g -O3 -Wall -Wundef -Wwrite-strings -x c++ -std=gnu++03 -DMRB_GC_FIXED_ARENA -DMRBGEM_MRUBY_REGEXP_VERSION=0.0.0 -DMRB_USE_CXX_EXCEPTION -DMRB_USE_CXX_ABI -DMRB_USE_BIGINT -DMRB_USE_COMPLEX -DHAVE_MRUBY_ENCODING_GEM -DMRB_UTF8_STRING -DHAVE_MRUBY_IO_GEM -DMRB_USE_RATIONAL -DHAVE_MRUBY_REGEXP_GEM -DMRB_USE_SET -DMRB_USE_TASK_SCHEDULER -I"include" -I"mrbgems/mruby-regexp/include" -I"build/cxx_abi/include" -o "build/cxx_abi/mrbgems/mruby-regexp/src/re_exec.o" "mrbgems/mruby-regexp/src/re_exec.c"

# ci/gcc-clang byte-string
gcc -MMD -c -std=gnu99 -g -O3 -Wall -Wundef -Werror-implicit-function-declaration -Wwrite-strings -DMRBGEM_MRUBY_REGEXP_VERSION=0.0.0 -DMRB_USE_BIGINT -DMRB_USE_COMPLEX -DHAVE_MRUBY_IO_GEM -DMRB_USE_RATIONAL -DHAVE_MRUBY_REGEXP_GEM -DMRB_USE_SET -DMRB_USE_TASK_SCHEDULER -I"include" -I"mrbgems/mruby-regexp/include" -I"build/byte-string/include" -o "build/byte-string/mrbgems/mruby-regexp/src/re_exec.o" "mrbgems/mruby-regexp/src/re_exec.c"

# ci/gcc-clang ascii-case
gcc -MMD -c -std=gnu99 -g -O3 -Wall -Wundef -Werror-implicit-function-declaration -Wwrite-strings -DMRB_USE_ASCII_CASE -DMRBGEM_MRUBY_REGEXP_VERSION=0.0.0 -DMRB_USE_BIGINT -DMRB_USE_COMPLEX -DHAVE_MRUBY_ENCODING_GEM -DMRB_UTF8_STRING -DHAVE_MRUBY_IO_GEM -DMRB_USE_RATIONAL -DHAVE_MRUBY_REGEXP_GEM -DMRB_USE_SET -DMRB_USE_TASK_SCHEDULER -I"include" -I"mrbgems/mruby-regexp/include" -I"build/ascii-case/include" -o "build/ascii-case/mrbgems/mruby-regexp/src/re_exec.o" "mrbgems/mruby-regexp/src/re_exec.c"

Summary by CodeRabbit

  • Bug Fixes

    • Improved regular expression handling for repetitions that consume no input.
    • Prevented potential hangs or excessive backtracking with empty patterns, lookarounds, backreferences, nested repetitions, and atomic groups.
    • Improved matching consistency for greedy and lazy quantifiers.
  • Tests

    • Added regression coverage for empty-iteration behavior and capture preservation across complex regular expression patterns.

`bt_match()` took ten arguments, seven of which are the same in every
frame of one search: the pattern, the subject bounds, the capture slots,
their count, the step counter and the subject's mode. Every recursive
call spelled all ten out. Move the shared seven into a `bt_state` that
`backtrack_exec()` fills once and each frame reads through a pointer, so
that a frame carries only what is its own: the position, the pc and the
depth. No behaviour changes.
The Pike VM stops a repetition once its body has run without consuming;
`bt_match()` had no such stop. A repetition whose body can match empty
went round at the same position until `MRB_REGEXP_RECURSION_LIMIT` refused
the next frame, and what the engine then answered was whatever the
alternatives left inside the limit produced. That was CRuby's answer
often, and not always:

```ruby
/(?:(?:b*)+)+?/ =~ ""                 # CRuby: 0,     mruby: nil
/(?:(?:b*)+)+?/ =~ "b"                # CRuby: 0,     mruby: nil
/(?:(?:b?)+)+?/ =~ ""                 # CRuby: 0,     mruby: nil
/ca(?:b??b??)+a*?/.match("cab")[0]    # CRuby: "ca",  mruby: "cab"
/(?:a?)*b??/.match("aab")[0]          # CRuby: "aa",  mruby: "aab"
/(?>(?:a*)*)b?/.match("aab")[0]       # CRuby: "aab", mruby: "aa"
/(a*?)*b/.match("aab").begin(1)       # CRuby: 2,     mruby: 0
```

In the first three the limit is reached inside the inner `+`, and the
outer `+?` then loops in the frame at the limit until the step budget is
gone. In the fourth the empty iterations run to the limit, and the lazy
`b??` in the frames being unwound is then allowed its `b`. The cost was
there even when the answer was right: each such loop climbed 1000 frames
per start position, and a nested one spent the whole step budget per
start position, 7 ms for `/(?:(?:b*)+)+?/ =~ ""` and 80 ms against
`"abcdefghij"`.

Give the backtracker Onigmo's null check. `mark_empty_loops()` already
finds every back edge whose loop body can match empty and marks it for
the Pike VM; it now marks the head of a jump-closed loop as well, since
that is where an iteration of e* begins. `bt_state` gains a record per
pc: the offset the running iteration of the loop that pc keys began at.
The frame that runs an edge into an iteration writes the record and
undoes it when the iteration's frame returns (`bt_iter()`), so the record
follows the backtracking, and the branch that begins an iteration is run
by recursion rather than in place so that there is one place to undo it.
The edge closing the body compares: an iteration that ends where it
began matched empty, and the loop takes its exit instead of going round
again, keeping what the iteration captured, as the Pike VM does. e* is
keyed by its head (the head writes, the closing jump reads) and e+ by its
closing fork (which writes and reads). Only loops whose body can match
empty pay the record and, for a lazy one, the extra frame; every other
fork runs as before.

The recursion limit no longer stops any loop, and its comment says what
it bounds now. The rule that a limit is not a cut and not a lookaround's
answer stays: a frame giving up at the limit may still be inside an
atomic group's body or a negative lookaround.

The nested pattern above answers in 1.4 us for either subject, the same
as an empty match costs on the Pike VM.
… empty-matchable

`epsilon_path()` answered FALSE at a lookaround and at a backreference,
so a repetition whose body is one of them was not marked, and the
backtracker's empty-iteration stop did not apply: `(?=)+`, `(?:(?!a))*`
and `(a?)\1*` still ran to the recursion limit. The answer was right
until something after the loop wanted a frame the limit refused, and the
frame at the limit then took the branch of a `?` that skips it:

```ruby
/(?:(?!a))*b?/.match("b")[0]     # CRuby: "b",  mruby: ""
/a(?:(?<=a))*b?/.match("ab")[0]  # CRuby: "ab", mruby: "a"
```

A lookaround is zero-width whatever its sub-pattern does, so the walk
steps over the sub-pattern to the end the instruction records; a
backreference to a group that captured empty consumes nothing, so it can
lie on a path that need not consume. Neither reaches the Pike VM, which
runs neither construct, so the change is the backtracker's alone. The
three patterns above stop after one empty iteration, 12 us to 1.5 us per
match.
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Review Change Stack

📝 Walkthrough

Walkthrough

The regexp compiler now identifies more zero-width paths and marks empty loops. The backtracking engine tracks shared state and iteration positions to stop non-consuming repetitions. Tests cover quantifiers, nesting, lookarounds, backreferences, captures, and atomic groups.

Changes

Regexp empty-loop handling

Layer / File(s) Summary
Compile-time empty-loop analysis
mrbgems/mruby-regexp/src/re_compile.c
epsilon_path recognizes lookarounds and empty backreferences as non-consuming. Empty-loop marking includes loop heads and backward closing jumps.
Backtracking state and iteration handling
mrbgems/mruby-regexp/include/re_internal.h, mrbgems/mruby-regexp/src/re_exec.c
bt_state stores shared execution data. bt_iter records loop positions. Repetitions stop when an iteration consumes no input while preserving greedy and non-greedy ordering.
Empty-loop regression coverage
mrbgems/mruby-regexp/test/regexp_syntax.rb
Tests cover empty repetitions across quantifiers, nested patterns, lookarounds, backreferences, captures, and atomic groups.

Estimated code review effort: 4 (Complex) | ~45 minutes

Merge Risk: 🔵 Low · up to 2ea26

The regexp compiler’s new loop marking can silently corrupt compiled pattern data in release builds when a backward jump targets a non-split opcode, potentially causing incorrect matches. This is a localized, mergeable risk that needs owner follow-up or explicit acceptance.

Sequence Diagram(s)

sequenceDiagram
  participant epsilon_path
  participant mark_empty_loops
  participant backtrack_exec
  participant bt_match
  participant Subject
  epsilon_path->>mark_empty_loops: classify zero-width paths
  mark_empty_loops->>backtrack_exec: provide marked loop bytecode
  backtrack_exec->>bt_match: initialize shared bt_state
  bt_match->>Subject: attempt repetition iteration
  bt_match->>bt_match: record iteration position
  bt_match->>backtrack_exec: select loop exit when input position is unchanged
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✅ Passed checks (5 passed)
Check name Status Explanation
Description Check ✅ Passed Check skipped - CodeRabbit’s high-level summary is enabled.
Title check ✅ Passed The title clearly and concisely describes the main change: stopping repetitions after an empty iteration in the regexp backtracker.
Docstring Coverage ✅ Passed No functions found in the changed files to evaluate docstring coverage. Skipping docstring coverage check.
Linked Issues check ✅ Passed Check skipped because no linked issues were found for this pull request.
Out of Scope Changes check ✅ Passed Check skipped because no linked issues were found for this pull request.
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Inline comments:
In `@mrbgems/mruby-regexp/src/re_compile.c`:
- Around line 2236-2240: In the backward RE_JMP handling of the regexp compiler,
replace the assertion-only target validation with a runtime check of
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  • mrbgems/mruby-regexp/include/re_internal.h
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Comment thread mrbgems/mruby-regexp/src/re_compile.c
@matz
matz merged commit 3c9f88e into mruby:master Aug 18, 2026
21 checks passed
@takumin
takumin deleted the regexp-bt-empty-iteration-stop branch August 18, 2026 23:19
matz added a commit that referenced this pull request Aug 19, 2026
The compiler applied one quantifier to an atom and left the next for
compile_seq(), whose guard against a quantifier with no atom then refused
the pattern: `a**`, `a+*` and `a{2}{3}` all raised where CRuby reads a
repeat of the repeat before it. Under `/x` the whitespace pass hid this by
gluing `a* ?` into the non-greedy `a*?`, so `\d+ ?` matched "1" of "123"
where CRuby matches "123"; since #7272 reads the whitespace in the parser
that shape reached the guard too, and was refused.

The quantifier is applied in a loop now, with the next one binding
everything emitted so far. Two spellings are not that and are read where
the first quantifier is, as CRuby reads them: a `?` after a greedy `*`,
`+`, `?` or a `{n,m}` written with a comma is the non-greedy marker, while
`{n}` has no non-greedy form and takes its `?` as a quantifier (`a{3}?`
matches empty, the lazy `a{3,3}?` does not); and a `+` after a greedy `*`,
`+` or `?` is possessive, `a*+` being `(?>a*)`, which is why `a?+` takes
one `a` out of "aa" where `(?:a?)+` takes two. After a lazy repeat, a
possessive one or a `{...}` a `+` is a quantifier again.

A repeat of a repeat is an empty-matching loop by construction, which the
recursion limit rather than a null check used to stop under the
backtracker; #7269 gave it Onigmo's, so both engines hold the shape now.

On a corpus of 1008 patterns stacking two quantifiers over six atoms,
master differs from CRuby 3.2.3 on 932 lines and this on none.

Co-authored-by: Claude <noreply@anthropic.com>
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